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Clinical Policy Bulletin:
Artificial Retina
Number: 0713


Policy

Aetna considers artificial retina devices (e.g., the Argus™ II) experimental and investigational because there is insufficient scientific evidence of the safety and effectiveness of these devices in restoring vision.



Background

Researchers have been testing microelectronic retinal implants as a method of restoring vision in patients rendered blind by degenerative diseases of the retina such as retinitis pigmentosa (RP) and age-related macular degeneration (ARMD).  Tests of electrical stimulation of the retinal surface have demonstrated that such stimulation may induce light sensation.  These studies have shown that retinal neurons are preserved after death of photoreceptors in retinitis pigmentosa. 

Two types of retinal implant systems are under development: (i) epiretinal implants, designed to communicate directly with the ganglion and bipolar cells; and (ii) subretinal implants, designed to replace photoreceptors in the retina.  Both types of implants are intended to restore some vision through electrical stimulation of functional neurons in the retina.  Retinal implants require an intact optic nerve pathway to allow them to function.  Both systems translate incoming light, whether from a camera or the environment, to electrical stimulation of the functional neurons in the retina.

Epiretinal implants are positioned on the surface of the retina and receive light signals from external camera systems.  An electronic chip camera mounted in the frame of special glasses captures images and transmits the images via electrical impulses to a second chip, which is implanted in the retina.  Epiretinal implant systems may include other components such as image processing electronics, a telemetry system to provide power and data to the implanted subsystems, implanted electronics for signal decoding and stimulus generation, and an electrode array to deliver the electrical charge to the retina.

Subretinal implants are positioned behind the retina and receive light directly from the environment.  In this approach, light is converted into electrical signals that stimulate remnant cell layers of the retina. 

The first Argus retinal prosthesis was labeled the Argus 16 since it consisted of 16 electrodes attached to the back of the retina.  It was created by Second Sight Inc. (Sylmar, CA) as a means of restoring sight to the blind.  The Argus 16 device (also known as Argus I) was a complex arrangement of inter-connected devices.  Similar to the virtual sight devices, the Argus implant also used spectacles.  It consisted of a miniature camera and transmitter mounted in the rims of the spectacles, an implanted receiver that receives the output of that camera, as well as an electrode-studded array secured to the retina with a micro-tack.  A wireless microprocessor and battery pack worn on the belt powered the entire arrangement.   The principal difference between the Argus implant and virtual sight devices was that Argus connects to the retina, whereas virtual sight connects to the optic nerve directly.  As a consequence, the Argus implant requires a natural eyeball to still be in place, and cannot work with those lacking such.  The camera was capable of capturing images in far greater detail than the electrode array was capable of sending to the brain.  The 16 electrodes, arranged in a 4 X 4 pattern, could only produce a very tiny visual area, and literally a display of 4 pixels by 4 pixels, of the outside world.  Thus, the Argus implant only offer vague shadows and light impressions.  However, when compared with blindness, such ability may be beneficial.  In 2007, clinical trials began on the Argus I's replacement, the Argus II.  http://www.virtualworldlets.net/Shop/ProductsDisplay/VRInterface.php?ID=129.

Ahuja et al (2011) examined to what extent subjects implanted with the Argus II retinal prosthesis can improve performance compared with residual native vision in a spatial-motor task.  High-contrast square stimuli (5.85 cm sides) were displayed in random locations on a 19 inches (48.3 cm) touch screen monitor located 12 inches (30.5 cm) in front of the subject.  Subjects were instructed to locate and touch the square center with the system on and then off (40 trials each).  The coordinates of the square center and location touched were recorded.  A total of 96 % (26/27) of subjects reported a significant improvement in accuracy and 93 % (25/27) demonstrated a significant improvement in repeatability with the system on compared with off (p < 0.05, Student t test).  A group of 5 subjects that had both accuracy and repeatability values less than 250 pixels (7.4 cm) with the system off (i.e., using only their residual vision) was significantly more accurate and repeatable than the remainder of the cohort (p < 0.01).  Of this group, 4 subjects showed a significant improvement in both accuracy and repeatability with the system on.  The authors concluded that in a study on the largest cohort of visual prosthesis recipients to date, these investigators found that artificial vision augments information from existing vision in a spatial-motor task.

The clinical trial "Argus™ II Retinal Stimulation System Feasibility Protocol" is still ongoing; another clinical trial on "Safety and Efficacy of Subretinal Implants for Partial Restoration of Vision in Blind Patients" is recruiting subjects (CliniaclTrials.gov, 2011). 

Weiland et al (2011) stated that degenerative diseases such as ARMD and RP primarily affect the photoreceptors, ultimately resulting in significant loss of vision.  Retinal prostheses aim to elicit neural activity in the remaining retinal cells by detecting and converting light into electrical stimuli that can then be delivered to the retina.  The concept of visual prostheses has existed for more than 50 years and recent progress shows promise, yet much remains to be understood about how the visual system will respond to artificial input after years of blindness that necessitate this type of prosthesis.  In this review, the authors focused on 3 major areas: (i) the histopathologic features of human retina affected by ARMD and RP, (ii) current results from clinical trials, and (iii) challenges to overcome for continued improvement of retinal prostheses.  They noted that "the routine nature of intraocular lens implantation today belies decades of hard-won surgical and biomaterial advances.  Retinal prostheses are following a similar roadmap, and to realize their full potential, we have to allow time not only for the clinical and biological testing, but also for engineering and technical advances".

In a single-arm, prospective, multi-center clinical trial, Humayun and colleagues (2012) evaluated the Argus II Retinal Prosthesis System (Second Sight Medical Products, Inc.,) in blind subjects with severe outer retinal degeneration.  A total of 30 subjects were enrolled in this study.  All subjects were followed-up for a minimum of 6 months and up to 2.7 years.  The electronic stimulator and antenna of the implant were sutured onto the sclera using an encircling silicone band.  Next, a pars plana vitrectomy was performed, and the electrode array and cable were introduced into the eye via a pars plana sclerotomy.  The microelectrode array then was tacked to the epiretinal surface.  The primary safety end points for the trial were the number, severity, and relation of serious adverse events (SAEs).  Principal performance end points were assessments of visual function as well as performance on orientation and mobility tasks.  Subjects performed statistically better with the system "on" versus "off" in the following tasks: object localization (96 % of subjects), motion discrimination (57 %), and discrimination of oriented gratings (23 %).  The best recorded visual acuity to date is 20/1,260.  Subjects' mean performance on orientation and mobility tasks was significantly better when the system was "on" versus "off"; 70 % of the patients did not have any SAEs.  The most common SAE reported was either conjunctival erosion or dehiscence over the extra-ocular implant and was treated successfully in all subjects except in 1, who required explantation of the device without further complications.  The authors concluded that the long-term safety results of Second Sight's retinal prosthesis system are acceptable, and most subjects with profound visual loss perform better on visual tasks with system than without it.  It is unclear whether these statistically better findings are translated into better clinical outcomes.  The results of this small feasibility study need to be validated by further investigations.

Barry and Dagnelie (2012) studied the capabilities of the Argus II retinal prosthesis for guiding fine hand movement, and demonstrated and quantified guidance improvement when using the device over when not using the device for progressively less predictable trajectories.  A total of 21 patients with RP, remaining vision no more than bare light perception, and an implanted Argus II epi-retinal prostheses used a touch-screen to trace white paths on black backgrounds.  Sets of paths were divided into 3 categories: (i) right-angle/single-turn, (ii) mixed-angle/single-turn, and (iii) mixed-angle/two-turn.  Subjects trained on paths by using prosthetic vision and auditory feedback, and then were tested without auditory feedback, with and without prosthetic vision.  Custom software recorded position and timing information for any contact that subjects made with the screen.  The area between the correct path and the trace, and the elapsed time to trace a path were used to evaluate subject performance.  For right-angle/single-turn sets, average tracing error was reduced by 63 % and tracing time increased by 156 % when using the prosthesis, relative to residual vision.  With mixed-angle/single-turn sets, error was reduced by 53 % and time to complete tracing increased by 184 %.  Prosthesis use decreased error by 38 % and increased tracing time by 252 % for paths that incorporated two turns.  The authors concluded that use of an epi-retinal visual prosthesis can allow RP patients with no more than bare light perception to guide fine hand movement visually.  Further, prosthetic input tends to make subjects slower when performing tracing tasks, presumably reflecting greater effort.

Dorn et al (2012) investigated the ability of 28 blind subjects implanted with a 60-electrode Argus II (Second Sight Medical Products, Inc., Sylmar, CA) retinal prosthesis system to detect the direction of a moving object.  Blind subjects (bare light perception or worse in both eyes) with RP were implanted with the Argus II prosthesis as part of a phase 1/2 feasibility study at multiple clinical sites worldwide.  The experiment measured their ability to detect the direction of motion of a high-contrast moving bar on a flat-screen monitor in 3 conditions: (i) with the prosthesis system on and a 1-to-1 mapping of spatial information, (ii) with the system off, and (iii) with the system on but with randomly scrambled spatial information.  Fifteen subjects (54 %) were able to perform the task significantly better with their prosthesis system than they were with their residual vision, 2 subjects had significantly better performance with their residual vision, and no difference was found for 11 subjects.  Of the 15 better-performing subjects, 11 were available for follow-up testing, and 10 of them had significantly better performance with normal rather than with scrambled spatial information.   The authors concluded that these findings demonstrated that blind subjects implanted with the Argus II retinal prosthesis were able to perform a motion detection task they could not do with their native vision, confirming that electrical stimulation of the retina provides spatial information from synchronized activation of multiple electrodes.

On February 14, 2013, the Food and Drug Administration (FDA), under humanitarian device exemption (HDE), approved the Argus II Retinal Prosthesis System, the first implanted device to treat adult patients with advanced RP.  The device, which includes a small video camera, transmitter mounted on a pair of eyeglasses, video processing unit (VPU) and an implanted retinal prosthesis (artificial retina), replaces the function of degenerated cells in the retina and may improve a patient’s ability to perceive images and movement.  The VPU transforms images from the video camera into electronic data that is wirelessly transmitted to the retinal prosthesis.  An HDE exempts the device from a review of clinical effectiveness.  The FDA concluded the Argus II Retinal Prosthesis System will not expose blind individuals with severe outer retinal degeneration to an unreasonable or significant risk of illness or injury.  The FDA concluded the initial data demonstrated a probable benefit that out-weighed the risks of the device.

An UpToDate review on “Retinitis pigmentosa: Treatment” (Garg, 2013) states that “One retinal prosthesis system (Argus II) converts video images captured from a very small camera housed in the patient’s glasses, into a series of small electrical impulses that are wirelessly transmitted to an array of 60 electrodes on the retina.  Argus II was approved for use in Europe in 2011 and is undergoing review by the US Food and Drug Administration in 2012.  Newer generations of prostheses have increasingly more electrodes, with one in the development phase with over 1000 electrodes.  Retinal prostheses have the potential to enhance the quality of life of RP patients by aiding in object recognition, mobility, and independent living …. Experimental approaches to treatment for RP, under active investigation, include gene therapy, transplantation of fetal retinal cells or stem cells, and electronic retinal prostheses”.

Currently, there is insufficient evidence that the use of artificial retina devices result in improved useful vision.  Available data are limited to small, short-term, feasibility studies.  Furthermore, no professional medical society has recommended the use of artificial retina devices.

 
CPT Codes / HCPCS Codes / ICD-9 Codes
CPT codes not covered for indications listed in the CPB:
0100T
ICD-9 codes not covered for indications listed in the CPB:
361.00 - 362.89 Retinal detachments and defects, and other retinal disorders


The above policy is based on the following references:
  1. American Academy of Ophthalmology (AAO). Microelectronic retinal implants. AAO Rapid Clinical Report. San Francisco, CA: AAO; August 2000. http://www.aao.org/education/library/rapid/retinal.cfm. Accessed July 11, 2005.
  2. Lee PJ. ARMD, retinal electronic prosthesis and RPE transplantation. eMedicine Ophthalmology Topic 763. Omaha, NE: eMedicine.com; updated October 4, 2004. Available at: http://www.emedicine.com/oph/topic763.htm. Accessed July 11, 2005.
  3. Breault Research Organization. Optoelectronic implants to treat visual diseases. Optics Report: Healthcare. Tucson, AZ: opticesreport.com; updated June 14, 2003. Available at: http://www.opticsreport.com/content/article.php?article_id=1007. Accessed July 11, 2005.
  4. Chow AY, Chow VY, Packo KH, et al. The artificial silicon retina microchip for the treatment of vision loss from retinitis pigmentosa. Arch Ophthalmol. 2004;122(4):460-469.
  5. Alteheld N, Roessler G, Vobig M, et al. The retina implant--new approach to a visual prosthesis. Biomed Tech (Berl). 2004;49(4):99-103.
  6. Optobionics Corporation. ASR® device [website]. Naperville, IL: Optobionics; updated March 11, 2004. Available at: http://www.optobionics.com. Accessed July 11, 2005.
  7. Hornig R, Laube T, Walter P, et al. A method and technical equipment for an acute human trial to evaluate retinal implant technology. J Neural Eng. 2005;2(1):S129-S134.
  8. Gekeler F, Zrenner E. Status of the subretinal implant project. An overview. Ophthalmologe. 2005;102(10):941-949.
  9. Weiland JD, Liu W, Humayun MS. Retinal prosthesis. Annu Rev Biomed Eng. 2005;7:361-401.
  10. Viola MV, Patrinos AA. A neuroprosthesis for restoring sight. Acta Neurochir Suppl. 2007;97(Pt 2):481-486.  
  11. Asher A, Segal WA, Baccus SA, et al. Image processing for a high-resolution optoelectronic retinal prosthesis. IEEE Trans Biomed Eng. 2007;54(6 Pt 1):993-1004.
  12. Mokwa W. An implantable microsystem as a vision prosthesis. Med Device Technol. 2007;18(6):20, 22-23.
  13. Alteheld N, Roessler G, Walter P. Towards the bionic eye--the retina implant: surgical, opthalmological and histopathological perspectives. Acta Neurochir Suppl. 2007;97(Pt 2):487-493.
  14. Second Sight Medical Products. Argus™ II Retinal Stimulation System Feasibility Protocol. ClinicalTrials.gov. Identifier NCT00407602. Bethesda, MD: National Institutes of Health; updated August 28, 2008.
  15. Second Sight Medical Products. Feasibility Study of a Chronic Retinal Stimulator in Retinitis Pigmentosa. ClinicalTrials.gov. Identifier NCT00279500. Bethesda, MD: National Institutes of Health; updated January 8, 2007.
  16. Mokwa W, Goertz M, Koch C, et al. Intraocular epiretinal prosthesis to restore vision in blind humans. Conf Proc IEEE Eng Med Biol Soc. 2008;2008:5790-5793.
  17. Roessler G, Laube T, Brockmann C, et al. Implantation and explantation of a wireless epiretinal retina implant device: Observations during the EPIRET3 prospective clinical trial. Invest Ophthalmol Vis Sci. 2009;50(6):3003-3008.
  18. Chiang A, Haller JA. Vitreoretinal disease in the coming decade. Curr Opin Ophthalmol. 2010;21(3):197-202.
  19. Ahuja AK, Dorn JD, Caspi A, et al. Blind subjects implanted with the Argus II retinal prosthesis are able to improve performance in a spatial-motor task. Br J Ophthalmol. 2011;95(4):539-543.
  20. ClinicalTrials.gov. Searches on retinal prosthesis. Besthesda, MD: National Institutes of Health. 2011. Available at: http://www.clinicaltrials.gov/ct2/results?term=retinal+prosthesis+. Accessed September 6, 2011.
  21. Weiland JD, Cho AK, Humayun MS. Retinal prostheses: Current clinical results and future needs. Ophthalmology. 2011;118(11):2227-2237.
  22. Humayun MS, Dorn JD, da Cruz L, et al; Argus II Study Group. Interim results from the international trial of Second Sight's visual prosthesis. Ophthalmology. 2012;119(4):779-788.
  23. Barry MP, Dagnelie G; Argus II Study Group. Use of the Argus II retinal prosthesis to improve visual guidance of fine hand movements. Invest Ophthalmol Vis Sci. 2012;53(9):5095-5101.
  24. Dorn JD, Ahuja AK, Caspi A, et al; for the Argus II Study Group. The detection of motion by blind subjects with the epiretinal 60-electrode (Argus II) retinal prosthesis. Arch Ophthalmol. 2012 Oct 8:[Epub ahead of print]
  25. FDA approves first retinal implant for adults with rare genetic eye disease. FDA: Silver Spring, MD. February 14, 2013. Available at: http://www.fda.gov/NewsEvents/Newsroom/PressAnnouncements/ucm339824.htm.  Accessed February 22, 2013.
  26. Garg S. Retinitis pigmentosa: Treatment. Last reviewed July 2013. UpToDate Inc. Waltham, MA.


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Copyright Aetna Inc. All rights reserved. Clinical Policy Bulletins are developed by Aetna to assist in administering plan benefits and constitute neither offers of coverage nor medical advice. This Clinical Policy Bulletin contains only a partial, general description of plan or program benefits and does not constitute a contract. Aetna does not provide health care services and, therefore, cannot guarantee any results or outcomes. Participating providers are independent contractors in private practice and are neither employees nor agents of Aetna or its affiliates. Treating providers are solely responsible for medical advice and treatment of members. This Clinical Policy Bulletin may be updated and therefore is subject to change.
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