Thermal Intradiscal Procedures (TIPs)
The evolution of TIPs involved the use of electrical and radiofrequency energy to apply or create heat within the disc to treat discogenic pain. Percutaneous thermocoagulation intradiscal techniques involve the insertion and heating of a catheter/probe in the disc under fluoroscopic guidance (Urrutia et al, 2007). Derby et al (2008) stated, “The goals of thermal disc treatments are to remove unwanted tissue such as herniated discs, create a seal to limit expression of matrix components, shrink collagen tissue, and destroy nociceptors. Although intradiscal heating can be accomplished through a variety of means, including electrocautery, thermal cautery, laser, and radiofrequency energy (RFE), most current intradiscal thermal treatments are performed using RFE.” A review of the current literature reveals that the mechanism of non-specific chronic low back pain, as well as the mechanism of action of the thermal intradiscal procedures remain uncertain. There are numerous catheters that have received 510(K) clearance from the FDA for use in thermal procedures. Some catheters have a specific indication for use in the intervertebral disc and many are indicated for the creation of heat lesions for the relief of pain.
Intradiscal electrothermal annuloplasty (IEA), also called intradiscal electrothermal therapy (IDET), involves the application of high heat using a radiofrequency catheter inserted directly inside the disc. Intradiscal electrothermal therapy is used to treat patients with chronic, nonspecific low back pain attributed to degenerative disc disease and who met the criteria for interbody fusion surgery. The IDET technique is commonly identified with the use of the SpineCath Intradiscal catheter. Original 510(k) clearance was obtained by Oratec Interventions, Inc., (Menlo Park, CA). In 2002 Oratec was acquired by Smith & Nephew. The targeted patients have no clinical or radiologic evidence of significant disc herniation or nerve root compression. The procedure involves placing a thermal catheter within an intervertebral disc via a 17-gauge introducer needle under fluoroscopic guidance and heating the tip to 90°C over 13 minutes and maintaining that temperature for 4 minutes. This thermal therapy is postulated to alleviate discogenic pain by shrinking collagen and denervating nerve endings in the disc annulus. Despite its use at various centers around the country, there are few published clinical studies that assess the efficacy of this procedure. Intradiscal electrothermal therapy would not directly treat sciatica and is not currently recommended by the manufacturer for patients with sciatica. Proponents believe that IDET works best when the painful disc has not collapsed more than 50 %.
However, because of the lack of prospective randomized controlled clinical trials with adequate follow up demonstrating the effectiveness of IDET, the procedure is considered experimental and investigational and is not covered. In addition, there are unresolved issues about the long-term effects of this treatment on the biomechanics of the disc. The disc is a viscoelastic structure and possesses various biomechanical properties that are necessary for proper spinal function. The heat of the probe denatures and alters the collagen within the disc, affecting the biomechanics of the disc. The long-term (after 2 to 5 years) maintenance of good results with IDET is also not known at this point in time. In an editorial accompanying a study reporting on the 2-year outcomes of IDET (Saal and Saal, 2002), Dr. Timothy S. Carey of the University of North Carolina School of Medicine, acknowledged that "patients who undergo IDET do significantly improve over a 2-year period of time." However, because the study did not include a comparison group, "we don't know whether (patients) are doing better or worse than if they would have had another procedure," he told Reuters Health on May 8, 2002. The bottom line, he said, is that more study is needed. "A randomized (comparison) trial is urgently needed before we expose patients to a technique that has not been (rigorously) evaluated," Carey said.
One should note that positive results, similar to IDET, were reported in uncontrolled cohort studies of a similar procedure, percutaneous intradiscal radiofrequency thermocoagulation (PIRFT), also known as percutaneous radiofrequency thermomodulation. However, subsequently performed randomized controlled clinical studies demonstrated that PIRFT had no significant effect compared to placebo (Barendse et al, 2001). Azulay and colleagues (2008) assessed a technique for radiofrequency heating of the lumbar intervertebral disc by a needle placed into the nucleus pulposus. The method was tested in 17 patients according to the criteria used in previous intradiscal radiofrequency studies. Before and after treatment, disability was assessed by the Oswestry disability score. A pain reduction of at least 50 % was considered a success. Fifteen patients were responders at 1 month (88 %), 9 at 3 months (53 %), and 12 at 6 months (70.6 %). No complications were observed. The authors concluded that a new method of providing discal radiofrequency treatment for lower back pain had a substantial clinical benefit in 71 % of the observed patients. Moreover, they stated that a prospective study comparing this new method with placebo should be conducted to confirm these initial results.
A randomized controlled clinical study of IDET is currently underway in Australia (Adelaide Spine Clinic, 2001). The developers of this procedure have commented that long-term studies and randomized controlled clinical trials are needed to validate the effectiveness of IDET (Saal and Saal, 1999): "Further study is necessary to define the mechanism and reasons for clinical improvement. Placebo-controlled trials and histologic and biomechanical studies are needed to answer many of the remaining questions. Additional validation of these positive results in placebo-controlled randomized trials and studies that compare IDET with alternative treatments is needed. ... These positive results should be validated in placebo-controlled randomized trials and studies that compare IDET with alternative treatments."
In a patient information statement, the American Academy of Orthopedic Surgeons has commented on the need for prospective randomized controlled studies of IDET (AAOS, March 2002): "The long-term results of this procedure are still unknown. IDET was introduced in 1997 and case series without controls have reported encouraging results. However, these results need to be confirmed in prospective, randomized trials. Additionally, there is debate about how the procedure actually works."
An American Pain Society Bulletin concluded that "[c]learly, IDET is in its infancy and demands the scrutiny of prospective, double-blinded, placebo-controlled studies" (Arends, 2001). In a recent review, Barndes et al (2002) commented: "IDET is an innovative tool for the treatment of discogenic back pain. Initial reports suggest that IDET is effective in 60 to 70 % of patients with chronic discogenic low back pain who have not improved with a comprehensive non-operative program. Intradiscal electrothermal therapy is minimally invasive and has a low complication rate and therefore might offer advantages over surgery. However, the outcomes and cost of IDET have not been compared with those of fusion and chronic pain management. Validation of the initial reports of IDET in placebo-controlled randomized trials is needed."
Technology assessments from several state agencies have also emphasized the need for prospective randomized controlled clinical studies of IDET. A Minnesota Health Technology Advisory Committee Technology Assessment of IDET (2001) concluded: "While the initial data are promising, large randomized controlled trials are needed to determine safety, cost, effectiveness, and long-term outcome. Published research is limited and unrefined due to small sample size, poor study design, and lack of long-term data. Studies comparing IDET with other standard medical and surgical treatments are needed."
A technology assessment by the Institute for Clinical Systems Improvement (2002) concluded as follows: "There is no convincing evidence that shows the short or long-term clinical efficacy of this procedure. Only subjective outcomes from case series and one non-randomized trial have been reported. Blinded, randomized studies comparing the procedure to a placebo treatment or alternative treatments such as spinal fusion have not been done and are needed to develop any conclusion about efficacy of the procedure... The long-term effects of thermal coagulation of the disk are unknown at this time."
The State of Oregon Workman Compensation System (2001) reached similar conclusions regarding IDET: "IDET is a new procedure that is that is currently being promoted by some medical providers as an effective treatment for chronic low back pain. However, there is significant concern that this procedure has not undergone rigorous scientific investigation and therefore is experimental or unproven. There are no randomized studies of its effectiveness, no animal research regarding the long term effects of disc heating, and no evidence of long-term safety."
The Canadian Coordinating Office of Health Technology Assessment (2003) concluded that the available evidence for IDET is of "poor quality" and that "[t]he long-term safety and effectiveness of IDET, and whether patients will require retreatment to maintain pain relief, is not yet known." A structured evidence review conducted by the BlueCross BlueShield Association Technology Evaluation Center (2004) concluded: "The evidence does not permit conclusions as to whether percutaneous intradiscal radiofrequency thermocoagulation for chronic discogenic low back pain improves health outcomes or is as beneficial as established alternatives."
The California Technology Assessment Forum (CTAF) conducted a technology review (2003) of IDET and concluded that IDET with the Radionics Radiofrequency system and with the Oratec IDET system did not meet CTAF technology assessment criteria.
The National Institute for Clinical Excellence (2004) concluded that "[c]urrent evidence on the safety and efficacy of percutaneous intradiscal electrothermal therapy for lower back pain does not appear adequate" and that "[t]he natural history of this condition, the difficulty in assessing pain and the potential for a placebo effect all present problems when interpreting the evidence on this procedure."
At this time, this surgery is only done in the lumbar region. In the early stages of investigation, IDET appears promising; however, additional prospective, randomized controlled clinical studies are needed to compare efficacy against other intradiscal heating procedures, to determine the precise pathology most successfully treated by the procedure, and to assess the long-term outcomes of this procedure as compared to other more conventional therapies.
A Cochrane systematic review (Gibson, 2005) concluded that the effectiveness of IDET remained unproven.
The European Guidelines for the Management of Chronic Nonspecific Low Back Pain (Airaksinen et al. 2006) reported that the diagnosis of internal disc disruption was surrounded by controversy and that the effect of IDET was not well understood. The authors summarized the evidence as follows: (i) there is conflicting evidence that procedures aimed at reducing the nociceptive input from painful intervertebral discs using either intradiscal radiofrequency thermocoagulation or IDET, in patients with discogenic low back pain, are not more effective than sham treatments (level C); and (ii) there is limited evidence that radiofrequency lesioning of the ramus communicans is effective in reducing pain up to 4 months after treatment (level C). The authors stated, "We cannot recommend the use of intradiscal radiofrequency, electrothermal coagulation or radiofrequency denervation of the rami communicans for the treatment of either nonspecific or "discogenic" low back pain."
ECRI (2007) determined that the evidence base for IEA for discogenic pain was rated low for quantity, quality, consistency and robustness. Adverse events for this technology were not well documented.
In a review on IDET for the treatment of chronic discogenic low back pain, Wetzel et al (2002) stated that the studies published so far suggest that the pain resulting from lumbar disc disease may be diminished by intradiscal electrothermal annuloplasty. All these studies project a positive therapeutic effect. However, all the studies suffer from the same methodologic flaws. A prospective cohort design or a non-randomized prospective design is used with a biased control. The authors stated that a randomized prospective study is needed. Additionally, more investigation into the basic science of the action of intradiscal electrothermal annuloplasty is required.
Pauza and colleagues (2004) from the East Texas Medical Center presented data from a randomized, double-blind, placebo-controlled trial evaluating the efficacy of IDET for the treatment of chronic discogenic low back pain with 6 month outcomes. The investigators reported significant improvement in the visual analog scale (VAS), 36-Item Short Form Health Survey (SF-36), Beck Depression Scale, Oswestry Low Back Pain Disability Questionnaire. The authors concluded, “Nonspecific factors associated with the procedure account for a proportion of the apparent efficacy of IDET, but its efficacy cannot be attributed wholly to a placebo effect. The results of this trial cannot be generalized to patients who do not fit the strict inclusion criteria.” This is a small, short-term single-institutional study involving the private practice of a single investigator. Because of unanswered questions about the durability of results and generalization of these findings, this single study is not sufficient to draw conclusions about the effect of IDET on health outcomes.
Freeman et al (2005) reported on 57 patients who were randomized to either IDET (n = 38) or sham (n = 19). The objective of the study was to test the safety of IDET compared with sham treatment for low back pain of at least 3 months duration. Study participants were chosen from consecutive patients of 3 spine surgeons if they satisfied eligibility criteria. Randomization occurred after catheter placement via sealed envelope by an independent technician who was responsible to covertly connect the catheter if the patient was to receive active treatment. All subjects followed a common rehabilitation program. Patient evaluations occurred at 6 weeks and 6 months by an independent investigator. Outcomes measures were recorded at baseline and 6 months and included the VAS, low back pain outcome score (LBOS), Oswestry Disability Index (ODI), SF-36, Zung Depression index, the modified somatic perception questionnaire, sitting tolerance, work tolerance, medication, and the presence of any neurologic deficit. Success was defined a priori as a composite measure: no neurologic deficit resulting from the procedure, an improvement in the LBOS of 7 or more points, and an improvement in the SF-36 subscales of bodily pain and physical functioning of greater than 1 standard deviation from the mean. Sample size was calculated before the study and using a 2:1 allocation with 80 % power, 75 patients were required. The authors reported that no serious adverse events in either arm of the study occurred, without defining serious adverse events. The authors also reported, “Transient radiculopathy (less than 6 weeks) was reported in 4 study participants who underwent IDET and in 1 study participant who underwent the sham procedure.” The authors concluded that IDET was no more effective than placebo for the treatment of chronic discogenic low back pain.
An assessment of IDET prepared for the Ohio Bureau of Workers' Compensation (2004) concluded that "[t]he more recent medical literature has not found outcomes as good as those previously reported regardless of the measure used in the study" and that "[a]dditional outcomes studies are needed."
Urrutia et al (2007) conducted a systematic review of the evidence of percutaneous thermocoagulation intradiscal techniques (IDET and PIRFT), which concluded that "available evidence does not support the efficacy or effectiveness of percutaneous thermocoagulation intradiscal techniques for the treatment of discogenic low back pain." The investigators reviewed available databases to identify non-randomized controlled trials and randomized controlled trials on these techniques. The investigators identified 6 studies that met inclusion criteria, involving a total of 283 patients. Two open, non-randomized trials (95 patients) showed positive results for IDET compared with rehabilitation and PIRFT. Results from 2 randomized controlled trials showed no differences between PIRFT and placebo, and between different PIRFT techniques. Two randomized controlled trials compared IDET to placebo. One suggested differences only in pain and disability, while the best quality randomized controlled trial showed no differences.
In a review of the evidence for non-surgical interventional therapies for low back pain (LBP) for the American Pain Society, Chou and colleagues (2009) concluded that there is good or fair evidence that PIRFT is not effective. These investigators also noted that there is insufficient (poor) evidence from randomized trials (conflicting trials, sparse and lower quality data, or no randomized trials) to reliably evaluate IDET and coblation Nucleoplasty.
Intradiscal biacuplasty (IDB) (Baylis Medical Inc., Montreal, Canada) is a new minimally invasive transdiscal radiofrequency technique for treatment of back pain. Intradiscal biacuplasty uses two internally water-cooled radiofrequency probes to lesion nociceptors in the intervertebral disc. The bilateral approach is intended to facilitate controlled lesioning between the electrodes in the disc. The Bialys TransDiscal System was cleared by the FDA based on a 510(k) premarket notification. Kapural and Mekhail (2007) reported the treatment of severe axial discogenic pain in a young man using IDB. The investigators reported that there were no intra- and post-operative complications, and significant improvements in patient functional capacity and pain scores were noted. At 6-month follow-up, visual analog scale pain scores decreased from 5 cm to 1 cm, Oswestry disability scores improved from 14 points (28 % or moderate disability) to 6 points (12 % or minimal disability) and SF-36-PF (physical function) score changed from 67 to 82. These findings need to be confirmed by well designed controlled clinical studies.
Kapural et al (2010) reported the effects of intradiscal biacuplasty in the treatment of thoracic discogenic pain in 3 patients. No intra-operative and post-operative complications were reported. Improvements in functional capacity and pain scores were noted in 2 patients. Visual analog scale pain scores changed from 10 to 2 cm and 7 to 3 cm in 2 patients who claimed improvements at 12 months follow-up. In patient 1 VAS went from 7 to 8 cm claiming no improvements after the procedure. In patients 1 and 3, ODI improved from 24 to 8 and 10 points, respectively, and SF-36 physical function score changed from 55 to 80 and 45 to 82, respectively. Patient 2 showed no improvements with ODI (28 to 32) and SF-36 physical function score (50 to 45) at 12 months after intradiscal biacuplasty. Patient 1 stopped using his oxycodone/acetaminophen 5/325 mg that he used previously at 6 tablets a day, patient 3 decreased use of his duragesic patch from 75 microg/hr to 25 microg/hr. Patient 2 continued with significant use of opioids (100 microg/hr of transdermal fentanyl). The authors concluded that intradiscal biacuplasty may be an effective and readily available treatment for thoracic discogenic pain if future comparison studies show benefits of such procedure.
Kallewaard et al (2010) noted that various interventional treatment strategies for chronic discogenic LBP unresponsive to conservative care include reduction of inflammation, ablation of intradiscal nociceptors, lowering intra-nuclear pressure, removal of herniated nucleus, and radiofrequency ablation of the nociceptors. Unfortunately, most of these strategies do not meet the minimal criteria for a positive treatment advice. In particular, single-needle radiofrequency thermocoagulation of the discus is not recommended for patients with discogenic pain. Moreover, there is currently insufficient evidence to recommend intra-discal electrothermal therapy and intradiscal biacuplasty.
In a feasiblity study, Dreyfuss and colleagues (2008) examined if single-site, long-duration intradiscal radiofrequency (RF) at 2 different positions could generate adequate heating throughout the intervertebral disc to potentially ablate intradiscal nociceptors. The disarticulated cervical spines from 4 fresh frozen cadavers were studied. Temperature recording was completed from 2 different positions of the RF needle. The needle was either placed in the middle of the disc in 4 discs, or it was inserted in the posterior quarter of the disc, in 8 discs. Thermocouple measurements were made every 2 mins from 3 positions: (i) middle of the disc, (ii) postero-lateral aspect of the disc, and (iii) in the anterior third of the disc. Intradiscal RF lesioning was carried out in the middle and posterior portion of the cervical disc at 85 degrees C for 10 mins. Outcome measures included local temperature within the disc. Lesioning in either the middle or posterior portion of the disc failed to provide sufficient temperature increases throughout the cervical disc to achieve adequate denervation. The authors concluded that as in the lumbar spine, intradiscal cervical RF provides too focal a thermal profile to effectively denervate the disc even in an ex vivo experiment. Thus, single-site, long-duration cervical intradiscal RF lesioning in vivo can not be recommended.
The Centers for Medicare & Medicaid Services (CMS) has issued a national non-coverage determination for TIPs, after a review of the clinical evidence did not demonstrate that TIPs improved health outcomes. A decision memo on TIPs from the Centers for Medicare & Medicaid Services (2008) concluded, "For TIPs, the mechanisms of action remain theoretical. A thorough review of the empirical evidence on TIPs is adequate to demonstrate the lack of benefit to health outcomes from these procedures. Two randomized controlled trials provided evidence of no benefit to health outcomes and one randomized controlled trial failed to demonstrate confidence of any benefit to the Medicare population. The quality of many of the other studies is disappointing and the lack of sufficient documentation of adverse events and long term outcomes is disconcerting. Therefore, we propose that TIPs are not reasonable and necessary."
Nucleoplasty (also known as percutaneous radiofrequency thermomodulation or percutaneous plasma diskectomy) is a percutaneous method of decompressing herniated vertebral discs that uses radiofrequency energy (Coblation [ArthroCare Corp., Sunnyvale, CA]) for ablating soft tissue, and thermal energy for coagulating soft tissue, combining both approaches for partial disc removal.
Azzazi and colleagues (2011) evaluated the safety and clinical outcome of Nucleoplasty in well-selected cases. Coblation technology was used in 50 patients, who had radicular leg pain due to contained disc herniation or focal protrusion, from 2005 to 2008. Clinical outcome was assessed by the VAS and Oswestry Disability Index Questionnaire. Reduction in analgesic treatment was also recorded. The procedure was performed under local anesthesia. The mean VAS score decreased from 8.2 to 1.3 at the 1 year evaluation (p = 0.001). The Oswestry Disability Index Questionnaire decreased from 62.2 to 9.6 at the 1 year follow-up (p = 0.001). Analgesic consumption was reduced or stopped in 90 % of cases after 1 year. There was complete resolution of symptoms in 40 patients after 1 year. There were 4 patients who underwent conventional microdiscectomy. Five cases had post-operative discitis that cleared clinically and radiologically within 2 months without sequelae in 4 of them. One patient had to undergo operative instrumental fusion at the affected level. The authors concluded that Nucleoplasty does not require general anesthesia, offers less morbidity and shortens recovery time. Contained herniated disc or focal protrusion are the most important inclusion criteria. Hence this technique is a promising tool in well-selected cases.
Coblation ablates tissue via a low-temperature, molecular dissociation process to create small channels within the disc. While monitoring the patient, a series of channels are created by advancing a catheter (Perc-D Coblation Channeling Wand) into the disc while ablating tissue. After stopping at a pre-determined depth, the catheter is slowly withdrawn. On withdrawal, the channels are thermally treated, producing a zone of thermal coagulation. The catheter is then rotated clockwise, and another channel is created. Approximately 6 channels are created, depending on the desired amount of tissue reduction. The Nucleoplasty procedure is performed on an outpatient basis under local anesthesia and fluoroscopic guidance, with the patient in a lateral or prone position.
Nucleoplasty is designed to avoid the substantial thermal injury risks of Intradiscal Electrothermal Annuloplasty (IDET), because Nucleoplasty produces lower temperatures within the disc annulus. Data from ArthroCare using cadaveric models shows that IDET generates substantially higher tissue temperatures within the nucleus and superior endplates of the vertebral disc than the Nucleoplasty procedure. Increased temperatures play a detrimental role with respect to cartilaginous vertebral endplates and surrounding tissues.
An assessment by the National Institute for Clinical Excellence (2004) concluded: “Current evidence on the safety and efficacy of percutaneous disc decompression using Coblation for lower back pain does not appear adequate to support the use of this procedure without special arrangements for consent and for audit or research…. The lack of data makes it difficult to draw conclusions regarding the efficacy of the procedure. The lack of long-term and comparative data also makes it difficult to distinguish between the treatment effect and the natural history of the disease, as well as determine whether the benefits of this procedure are sustained beyond 12 months.”
An assessment by the Washington State Department of Labor and Industries (2004) found that no randomized trials have been conducted to study the efficacy of nucleoplasty. The assessment concluded that, because only case series studies have been conducted to examine the efficacy of this procedure, it is considered investigational.
Marin (2005) stated that Nucleoplasty is a promising minimally invasive technique for the treatment of symptoms associated with contained herniated disc. However, randomized controlled studies are required to know with more precision the role of this procedure. Cohen and colleagues (2005) ascertained determine the treatment outcomes of 16 consecutive patients with lumbar radicular pain secondary to a herniated disc who underwent Nucleoplasty as their primary therapy. These investigators concluded that Nucleoplasty is not an effective long-term treatment for lumbar radiculopathy, either alone or with IDET.
A technology assessment by the California Technology Assessment Forum (CTAF, 2002) concluded that Nucleoplasty percutaneous disc decompression does not meet CTAF's assessment criteria.
An assessment of radiofrequency techniques (nucleoplasty, percutaneous thermocoagulation, and electrothermal annuloplasty) by the Institute for Clinical Effectiveness and Health Policy (Lopez et al, 2005) reached the following conclusions: “Radiofrequency techniques are new technologies and little information is published about them. The data come mostly from observational studies of poor-level evidence whose main limitation is lack of comparison against control groups treated using conventional strategies (analgesics and physical therapy). This limitation is particularly significant in pathologies such as low back pain which presents a high rate of spontaneous resolution. This makes it difficult to draw conclusions about the efficacy of the procedures and their mid and long term safety… The evidence currently available on the three techniques does not support the use of these procedures on routine basis beyond the research framework.”
Marin (2005) stated that Nucleoplasty may be an effective minimally invasive technique for the treatment of symptoms associated with contained herniated disc. However, randomized controlled studies are needed to ascertain with more precision the role of this procedure.
Bhagia et al (2006) reported the short-term side effects and complications after percutaneous disc decompression utilizing Coblation technology (Nucleoplasty). Following institutional review board approval, consecutive patients who were to undergo percutaneous disc decompression using Nucleoplasty were prospectively enrolled. Patients were questioned pre-operatively, post-operatively, and 24 hours, 72 hours, 1 week, and 2 weeks post-procedure by an independent reviewer regarding 17 possible symptom complications, which included bowel or bladder symptoms, muscle spasm, new pain, numbness/tingling or weakness, fevers/chills, rash/pruritis, headaches, nausea/vomiting, bleeding, and needle insertion site soreness. Statistical analysis was performed using Wilcoxon's signed-rank test. A total of 53 patients enrolled, of whom 4 patients dropped out. Two patients had increased symptoms and opted for surgery. Two patients could not be contacted. The most common side effects at 24 hours post-procedure was soreness at the needle insertion site (76 %), new numbness and tingling (26 %), increased intensity of pre-procedure back pain (15 %), and new areas of back pain (15 %). At 2 weeks, no patient had soreness at the needle insertion site or new areas of back pain; however, new numbness and tingling was present in 15 % of patients. Two patients (4 %) had increased intensity of pre-procedure back pain. There were statistically significant reductions in visual analog scale (VAS) score for back pain and leg pain (p < 0.05). The authors concluded that based on this preliminary data, Nucleoplasty seems to be associated with short-term increased pain at the needle insertion site and increased pre-procedure back pain and tingling numbness but without other side effects.
In a prospective, non-randomized, longitudinal, cohort study, Gerszten et al (2006) assessed pain, functioning, and quality of life (QOL) in patients with radicular leg and back pain who underwent Nucleoplasty-based percutaneous disc decompression. A total of 67 patients (mean age of 41 years) with primarily radicular pain due to a contained disc herniation underwent Nucleoplasty-based decompression in an outpatient setting. Patients completed the Medical Outcomes Study 36-Item Short Form (SF-36) Health Survey, EuroQol 5D (EQ5D), and a VAS for pain pre-operatively, and at 3 and 6 months after surgery. Post-operative QOL differences were assessed using the Wilcoxon signed-rank test. A surgical probe, the Perc-DLE SpineWand, was placed percutaneously into the disc after application of a local anesthetic or induction of general anesthesia to remove part of the disc (i.e., a percutaneous discectomy). Nucleoplasty-treated levels were L2 to L3 (1 case), L3 to L4 (5 cases), L4 to L5 (44 cases), and L5 - S1 (40 cases); there were 22 multiple treatment levels and 42 bilateral treatments. There were no infections or nerve root injuries associated with the procedure. Compared with pre-operative QOL, there was a statistically significant improvement in QOL at 3 months as measured using the SF-36 Physical Component Summary (PCS) scale (mean score improvement 4.4 [p = 0.014]), the EQ5D (mean score improvement 0.22 [p = 0.001]), and the VAS for pain (mean score improvement 0.13 [p = 0.021). Six-month results in 36 patients continued to reflect improvement as measured using the SF-36 PCS (mean score improvement 7.6 [p = 0.002]) and the EQ5D (mean score improvement 0.27 [p = 0.001]). The authors concluded that Nucleoplasty-based percutaneous disc decompression in patients with symptomatic contained disc herniations is safe and improves QOL as measured by the SF-36, EQ5D, and VAS for pain, 3 generic QOL outcome instruments. Nucleoplasty is an effective minimally invasive surgical treatment alternative in patients with symptomatic contained disc herniations. They noted that further follow-up evaluation is underway to determine the durability of QOL improvement after Nucleoplasty.
The National Institute for Health and Clinical Excellence's guideline on percutaneous disc decompression using coblation for LBP (2006) stated that "[c]urrent evidence suggests that there are no major safety concerns associated with the use of percutaneous disc decompression using coblation for lower back pain. There is some evidence of short-term efficacy; however, this is not sufficient to support the use of this procedure without special arrangements for consent and for audit or research....Further research will be useful in reducing the current uncertainty, and clinicians are encouraged to collect long-term follow-up data". The guideline also stated that the Specialist Advisors expressed uncertainty regarding the efficacy of this procedure.
In a retrospective, non-randomized case series, Yakovlev et al (2007) assessed the effect of Nucleoplasty on pain and opioid use in improving functional activity in patients with radicular or axial low back pain secondary to contained herniated discs. A total of 22 patients who had undergone Nucleoplasty were included in the analysis. Patients were evaluated at 1, 3, 6, and 12 months post-operatively, and were asked to quantify their pain using a VAS ranging from 0 to 10. Patients were also surveyed in regards to their pain medication use, and functional status was quantified by a physical therapist who also used patient reports of ability to perform activities of daily living to assess status. Data were compared between baseline and at 1, 3, 6, and 12 months post-treatment. Reported pain and medication use were significantly decreased and functional status was improved at 1, 3, 6, and 12 months following Nucleoplasty (p values less than or equal to 0.0010 for all outcome measures at all time periods). There were no complications associated with the procedure and continued improvements were observed over time. The authors concluded that Nucleoplasty appears to be safe and effective; however, they noted that randomized, controlled studies are needed to further evaluate its long-term effectiveness.
Calisaneller and colleagues (2007) examined the early post-operative radiological changes after lumbar Nucleoplasty and evaluated the short-term effects of this procedure on discogenic LBP and leg pain. A total of 29 patients between the ages of 32 and 59 years (mean of 44.14) were included in the study. Visual analog scale scores of patients were recorded in the pre-operative period and 24 hours, 3 months and 6 months after the procedure. Additionally, pre-operative and post-operative lumbar magnetic resonance imaging (MRI) examinations of these patients were compared. The mean pre-operative VAS score was 6.95 (range of 3.0 to 10.0) and the mean post-operative VAS scores at 24 hours, 3 months and 6 months were 2.46 (range of 0 to 8.0), 4.0 (range of 0 to 10.0) and 4.53 (range of 0 to 10.0), respectively. There were statistically significant reductions (p < 0.001) in VAS scores for all post-operative time points when compared to pre-operative values. Nucleoplasty did not produce obvious changes at least on the early post-operative MRI examination. The authors concluded that although Nucleoplasty appeared to be a safe minimally invasive procedure, the value of this new technique for the treatment of discogenic LBP remains as yet unproven. They stated that further randomized controlled trials (RCTs) with longer follow-up are needed to elucidate the effects of Nucleoplasty on discogenic LBP and leg pain.
Freeman and Mehdian (2008) stated that over the past 10 years, there has been a surge of minimally invasive techniques aimed at treating both discogenic LBP and radicular pain. These investigators evaluated the current evidence for 3 such treatments: (i) IDET, (ii) percutaneous discectomy, and (iii) Nucleoplasty. An electronic search of the literature was performed using the Cochrane Library database (2007) and Medline (1966 to 2007); 77 references relating to IDET, 363 to percutaneous discectomy, and 36 to Nucleoplasty were identified. Two RCTs assessed the effectiveness of IDET; 1 demonstrated a positive effect on pain severity only, whereas the other reported no substantial benefit. Trials of automated percutaneous discectomy suggested that clinical outcomes after treatment are at best fair and often worse when compared with microdiscectomy. Other RCTs reported that Nucleoplasty is ineffective for the treatment of discogenic LBP.
In a systematic review, Gerges et al (2010) examined the clinical effectiveness of the Nucleoplasty procedure for treating back pain from symptomatic, contained disc herniation and to evaluate the methodological quality of the included studies. The relevant literature for Nucleoplasty was identified through a search of the following databases: PubMed, Ovid Medline, and the Cochrane library, and by a review of the bibliographies of the included studies. A review of the literature of the effectiveness of the Nucleoplasty procedure for managing discogenic pain was performed according to the criteria for observational studies using a "Quality Index" scale to determine the methodological quality of the literature. The level of evidence was classified as Level I, II, or III based on the quality of evidence developed by the U.S. Preventive Services Task Force (USPSTF) for therapeutic interventions. Recommendations were based on the criteria developed by Guyatt et al. The main outcome measures evaluated were the percentage of pain relief based on VAS or numeric rating scale (NRS), percentage of patients with more than 50 % reduction in pain, percentage of patients meeting one or more success criteria after Nucleoplasty, and improvement in patient function. Secondary measures noted were reports of complications and the Quality Index scores of each study that was evaluated. The quality of evidence for improvement in pain or function after a Nucleoplasty procedure is Level II-3. The recommendation is 1C/strong for the Nucleoplasty procedure based on the quality of evidence available. The median Quality Index score was 16 (range of 12 to 19), indicating adequate methodological quality of the available literature. None of the studies reported major complications related to Nucleoplasty. The authors concluded that observational studies suggest that Nucleoplasty is a potentially effective minimally invasive treatment for patients with symptomatic disc herniations who are refractory to conservative therapy. The recommendation is a level 1C, strongly supporting the therapeutic efficacy of this procedure. However, the authors stated that prospective, RCTs with higher quality of evidence are needed to confirm effectiveness and risks, and to determine ideal patient selection for this procedure.
Zhu et al (2011) evaluated longer-term efficacy over a 2-year follow-up of coblation Nucleoplasty treatment for protruded lumbar intervertebral disc. A total of 42 cases of protruded lumbar intervertebral disc treated by coblation Nucleoplasty followed-up for 2 years were analyzed. Relief of LBP, leg pain and numbness after the operation were assessed by VAS. Function of lower limb and daily living of patients were evaluated by the ODI. Operations were performed successfully in all cases. Three patients had recurrence within a week of the procedure. Evaluation of the 42 patients demonstrated significant improvement rate of VAS: defined as 66.2 % in back pain, 68.1 % in leg pain, and 85.7 % in numbness at 1-week after the operation; 53.2 %, 58.4 %, 81.0 % at 1-year; and 45.5 %, 50.7 %, 75.0 % at 2-year follow-up. One week after the operation, obvious amelioration occurred in all the patients, but the tendency decreased. Before operation, the mean value of ODI was 68.2 +/- 10.9 %. The value at 1 week was 28.6 +/- 8.2 %; 1-year at 35.8 +/- 6.5 %; and 2-years at 39.4 +/- 5.8 %. The authors concluded that coblation Nucleoplasty may have satisfactory clinical outcomes for treatment of protruded lumbar intervertebral disc for as long as 2-year follow-up, but longer-term benefit still needs verification.
In a narrative review, Helm et al (2009) evaluated the effectiveness of thermal annular procedures (TAPs) in reducing LBP in patients with intradiscal disorders. The literature was evaluated according to Cochrane Review criteria for RCTs and according to the Agency for Healthcare Research and Quality (AHRQ) criteria for observational studies. The level of evidence was classified as Level I, II, or III based on the quality of evidence developed by the USPSTF. Pain relief was the primary outcome measure. Other outcome measures were functional improvement, improvement of psychological status, and return to work. Short-term effectiveness was defined as 1-year or less and long-term effectiveness was defined as greater than 1-year. Systematic review of IDET identified 2 RCTs and 16 observational studies with an indicated evidence of Level II-2. Systematic review of radiofrequency annuloplasty identified no RCTs but 2 observational studies with an uncertain evidence of Level II-3. Systematic review of IDB identified 1 pilot study. The level of evidence is lacking with Level III. The authors concluded that IDET offers functionally significant relief in approximately 50 % of appropriately chosen chronic discogenic LBP patients. The authors found minimal evidence supporting the use of radiofrequency annuloplasty and IDB. A critique of this systematic evidence review by the Centre for Review and Dissemination (2010) noted that the results were mainly extracted from observational studies in settings where the studied procedure was performed routinely; hence there was a bias risk in favor of the procedure (this limitation was acknowledged by the authors). The critique stated that the conclusions of this systematic evidence review were non-specific. The authors supported the use of thermal annular procedure in selected patients despite the fact that the level of evidence was low.
In a prospective, parallel, randomized and gender stratified, double-blind placebo-controlled study, Kvarstein et al (2009) evaluated the long-term effect and safety aspects of PIRFT with the discTRODE probe. A total of 20 patients with chronic LBP and a positive 1-level pressure-controlled provocation discography were randomized to either intra-annular PIRFT or intra-annular sham treatment. A blinded interim analysis was performed when 20 patients had been followed for 6 months. The 6-month analysis did not reveal any trend towards overall effect or difference between active and sham treatment for the primary endpoint: change in pain intensity (0 tp 10). The inclusion of patients was therefore discontinued. After 12 months, the overall reduction from baseline pain had reached statistical significance, but there was no significant difference between the groups. The functional outcome measures (ODI, and SF 36 subscales and the relative change in pain) appeared more promising, but did not reach statistical significance when compared with sham treatment. Two actively treated and 2 sham-treated patients reported increased pain levels, and in both groups a higher number was unemployed after 12 months. The study did not find evidence for a benefit of PIRFT, although it can not rule out a moderate effect. The authors stated that considering the high number, reporting increased pain in this study, they would not recommend intra-annular thermal therapy with the discTRODE probe.
In a prospective, multi-center, randomized, controlled trial, Gerszten and colleagues (2010) assessed clinical outcomes with percutaneous plasma disc decompression (PDD) as compared with standard care using fluoroscopy-guided trans-foraminal epidural steroid injection (TFESI) over the course of 2 years. A total of 90 patients (18 to 66 years old) who had sciatica (VAS score greater than or equal to 50) associated with a single-level lumbar contained disc herniation were enrolled. In all cases, their condition was refractory to initial conservative care and 1 epidural steroid injection had failed. Participants were randomly assigned to receive either PDD (n = 46) or TFESI (n = 44, up to 2 injections). Patients in the PDD group had significantly greater reduction in leg pain scores and significantly improved ODI and SF-36, physical function, bodily pain, social function, and physical components summary scores than those in the TFESI group. During the 2-year follow-up, 25 (56 %) of the patients in the PDD group and 11 (28 %) of those in the TFESI group remained free from having a secondary procedure following the study procedure (log-rank p = 0.02). A significantly higher percentage of patients in the PDD group showed minimum clinically important change in scores for leg and back pain and SF-36 scores that exceeded literature-based minimum clinically important changes. Procedure-related adverse events, including injection site pain, increased leg or back pain, weakness, and light-headedness, were observed in 5 patients in the PDD group (7 events) and 7 in the TFESI group (14 events). The authors concluded that in patients who had radicular pain associated with a contained lumbar disc herniation, PDD resulted in significantly reduced pain and better quality of life scores than repeated TFESI. In addition, significantly more PDD patients than TFESI patients avoided having to undergo a secondary procedure during the 2-year study follow-up. This study compared plasma disc decompression with trans-foraminal epidural steroid injection, which does not seem to be the same as accepted standard steroid epidural injections.
Helm et al (2012) evaluated the effectiveness of TAPs in treating discogenic LBP and assessed complications associated with those procedures. The quality assessment and clinical relevance criteria utilized were the Cochrane Musculoskeletal Review Group criteria for interventional techniques for randomized trials, and the criteria developed by the Newcastle-Ottawa Scale criteria for observational studies. The level of evidence was classified as good, fair, or poor based on the quality of evidence developed by the U.S. Preventive Services Task Force. Data sources included relevant literature identified through searches of PubMed and EMBASE from 1966 through December 2011, and manual searches of the bibliographies of known primary and review articles. The primary outcome measure was pain relief of at least 6 months. Secondary outcome measures were improvements in functional status. For this systematic review, a total of 43 studies were identified. Of these, 3 RCTs and 1 observational study met the inclusion criteria. Using current criteria for successful outcomes, the evidence is fair for IDET and poor for discTRODE and biacuplasty procedures regarding whether they are effective in relieving discogenic LBP. Since 2 RCTs are in progress on that procedure, assessment of biacuplasty may change upon publication of those studies. The authors concluded that the evidence is fair for IDET and poor for discTRODE; and biacuplasty is being evaluated in 2 ongoing RCTs. The limitations of this systematic review included the paucity of literature and non-availability of 2RCTs which are in progress for biacuplasty.
Grewal et al (2012) stated that a variety of non-operative interventions are available to treat back pain. Careful assessment, discussion, and planning need to be performed to individualize care to each patient. These researchers discussed good to fair evidence from RCTs that injection therapy, PIRFT, IDET, and prolotherapy are not effective. Evidence is poor from RCTs regarding local injections, Botox, and Coblation nucleoplasty; however, with a focused approach, the right treatment can be provided for the right patient. The authors stated that to be more effective in management of back pain, further high-grade RCTs on safety and effectiveness are needed.
In a systematic review, Manchikanti et al (2013) examined the effectiveness of mechanical lumbar disc decompression with nucleoplasty. The available literature on mechanical lumbar disc decompression with nucleoplasty was reviewed. The quality assessment and clinical relevance criteria utilized were the Cochrane Musculoskeletal Review Group criteria as utilized for interventional techniques for randomized trials and the criteria developed by the Newcastle-Ottawa Scale criteria for observational studies. The level of evidence was classified as good, fair, and limited or poor based on the quality of evidence developed by the USPSTF. Data sources included relevant literature identified through searches of PubMed and EMBASE from 1966 to September 2012, and manual searches of the bibliographies of known primary and review articles. Pain relief and functional improvement were the primary outcome measures. Other outcome measures were improvement of psychological status, reduction in opioid intake, and return to work. Short-term effectiveness was defined as 1 year or less, whereas long-term effectiveness was defined as greater than 1 year. For this systematic review, a total of 37 studies were considered for inclusion. Of these, there was 1 randomized trial and 14 observational studies meeting inclusion criteria for methodological quality assessment. Based on USPSTF criteria, the level of evidence for nucleoplasty is limited to fair in managing radicular pain due to contained disc herniation. The authors concluded that this systematic review illustrated limited to fair evidence for nucleoplasty in managing radicular pain due to contained disc herniation. The main drawback of this review was a paucity of literature with randomized trials.
Ogbonnaya and colleagues (2013) evaluated the effectiveness of nucleoplasty in the management of discogenic radicular pain. The medical notes of 33 patients, admitted for nucleoplasty between June 2006 and September 2007, were reviewed retrospectively. All had radicular pain, and contained herniated disc as seen on MRI of lumbosacral spine. Patients were followed-up at 1 and 3 months post-procedure. The outcome measures employed in this study were satisfaction with symptoms and self-reported improvement. A total of 33 cases were examined (18 males and 15 females); 27 procedures were performed with no complications and 6 were abandoned due to anatomical reasons. There were 18 and 15 cases of disc herniation at L5/S1 and L4/5 levels, respectively. Four weeks following the procedure, 13 patients reported improvement in symptoms, and 14 remained symptomatically the same and subsequently had open microdiscectomy. The authors concluded that nucleoplasty has been shown to be a safe and minimal-access procedure. Less than 50 % of the authors’ selected cohort of patients reported symptomatic improvement at 1-month follow-up. The authors noted that they no longer offer this procedure to their patients.