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Aetna Aetna
Clinical Policy Bulletin:
Number: 0210


Aetna considers the use of phonophoresis experimental and investigational for all indications.  Phonophoresis has been used to enhance the absorption of analgesics and anti-inflammatory agents.  Controlled clinical trials, however, have failed to demonstrate that phonophoresis increases the rate or extent of absorption of these agents.


Phonophoresis, also known as sonophoresis, has been claimed to enhance the percutaneous absorption of certain pharmacological agents such as anti-inflammatory steroids and local anesthetics from intact skin into the underlying subcutaneous structures by ultrasound, therefore improving their effectiveness.  This procedure is commonly used in physical therapy practices.  The procedure generally utilizes an ultrasound apparatus that generates frequencies of 0.7 to 1.1 MHz.  The ultrasound intensities employed usually range from 0.0 to 3.0 Watts per cm2.  Both continuous-mode as well as pulse-mode applications were utilized, and most treatments lasted from 5 to 8 mins, with the exception of treatments of larger areas (greater than 36 cm2) requiring more than 8 mins.  The exact mechanism enabling drugs to be propelled into the subcutaneous structures is still unclear.

Phonophoresis has been suggested by early studies to enhance the absorption of analgesics and anti-inflammatory agents.  More recent, better-controlled studies have consistently failed to demonstrate that phonophoresis increases the rate of absorption or the extent of absorption over placebo.  Several reviews stated that more research is needed to ascertain optimal techniques and conditions for safe and efficacious utilization of physical modalities including phonophoresis; and there is a need for additional research to establish clinical effectiveness and determine optimal treatment parameters for the physical agents (e.g., phonophoresis) used most frequently to alleviate pain in hand therapy.

In a randomized study (n = 60) comparing the effectiveness of ibuprofen phonophoresis with conventional ultrasound therapy in patients with knee osteoarthritis, Kozanoglu et al (2003) found that ibuprofen phonophoresis was not superior to conventional ultrasound.

Ellis et al (2007) stated that Iliotibial band friction syndrome (ITBFS) is a common injury of the lateral aspect of the knee particularly in runners, cyclists and endurance sports.  A number of investigators suggested that ITBFS responds well to conservative treatment, however, much of this notion appears anecdotal and is not supported by available evidence.  These researchers performed a systematic review of the literature on the conservative treatment of ITBFS.  With respect to the management of ITBFS, 4 randomized controlled trials were identified.  The interventions examined included the use of non-steroidal anti-inflammatory drugs, deep friction massage, phonophoresis versus immobilization and corticosteroid injection.  This review highlighted both the paucity in quality and quantity of research regarding the conservative treatment of ITBFS.  There seems limited evidence to suggest that the conservative treatments that have been studied offer any significant benefit in the management of ITBFS.  The authors noted that future research will need to re-examine those conservative therapies, which have already been examined, along with others, and will need to be of sufficient quality to enable accurate clinical judgements to be made regarding their use.

In a review on factors that influence the quality and effectiveness of ultrasound and phonophoresis treatment, Goraj-Szczypiorowska and colleagues (2007) noted that although phonophoresis is commonly used among physical therapists, doubts persist as to the relevance and effectiveness of this method.  Despite its popularity, the issue of conditions underlying the effectiveness of phonophoresis treatment has still not been adequately addressed.  Particular areas of interest include: (i) treatment parameters to be followed in physical therapy, (ii) appropriate dosage forms of drugs to ensure propagation of ultrasound waves, (iii) principles of homoeostasis and other physiological processes that play a decisive role in achieving the biological and therapeutic effects of ultrasound therapy, and (iv) indications and contraindications to this kind of treatment.  The dearth of objective research methods and reliable scientific verification does not allow unambiguous determination of the effectiveness of phonophoresis.

Jewell et al (2009) examined if physical therapy interventions predicted meaningful short-term improvement in 4 measures of physical health, pain, and function for patients diagnosed with adhesive capsulitis.  Data were examined from 2,370 patients (mean age of 55.3 years, SD = 12.4; 65 % females, 35 % males) classified into ICD-9 code 726.0 who had completed an episode of outpatient physical therapy.  Principal components factor analysis was used to define intervention categories from specific treatments applied during the episode of care.  A nested logistic regression model was used to identify intervention categories that predicted a 50 % or greater change in Physical Component Summary-12 (PCS-12), physical function (PF), bodily pain (BP), and hybrid function (HF) scores.  None of the patients achieved a 50 % or greater improvement in PCS-12 scores.  Improvement in BP scores was more likely in patients who received joint mobility interventions (odds ratio [OR] = 1.35, 95 % confidence interval [CI]: 1.10 to 1.65).  Improvement in HF scores was more likely in patients who received exercise interventions (OR = 1.50, 95 % CI: 1.03 to 2.17).  Use of iontophoresis, phonophoresis, ultrasound, or massage reduced the likelihood of improvement in these 3 outcome measures by 19 % to 3 2%.  The authors concluded that these results are consistent with findings from randomized clinical trials that demonstrated the effectiveness of joint mobilization and exercise for patients with adhesive capsulitis.  However, ultrasound, massage, iontophoresis, and phonophoresis reduced the likelihood of a favorable outcome, which suggests that use of these modalities should be discouraged.

Jain et al (2010) hypothesized that transdermal steroid delivery would yield short-term improvements for trapezio-metacarpal (TM) joint arthritis, although these improvements would not persist at later follow-up (3 or 6 months).  A total of 84 consecutive TM joints in 62 patients presenting to an orthopedic hand surgeon were randomized to receive either steroid delivery by iontophoresis or phonophoresis or placebo delivery via iontophoresis or phonophoresis.  The researchers and patients were blinded as to the treatment assignment.  Patients were evaluated before treatment and at 3 follow-up appointments.  Subjects were assessed via the Michigan Hand Outcomes Questionnaire, Short Form 12, analog pain score, and provocative and strength testing.  The subjects' study group, gender, and arthritic grade were statistically analyzed versus patient-reported and physician-assessed data over the different time points.  Following subject recruitment, 17 joints discontinued the study due to joint discomfort, electing for other treatments.  Approximately 50 % of the 67 subject joints opted for alternative treatment after the first or second follow-up; 34 subject joints completed all follow-up time points.  There was no significant predictive relationship between the independent variables and their ability to predict the 9 dependent measures of pain, strength, and well-being.  There were trends for the pain to decrease over time, although the trends were not uniform between the different pain metrics and groups.  The strength for both iontophoresis groups tended to increase over time, whereas the phonophoresis groups tended to decline.  The authors concluded that although there were some trends in the follow-up data, the overall lack of significant differences in the data suggested that transdermal steroid delivery might not be helpful in providing short- or long-term relief of arthritic symptoms.

Donovan et al (2011) examined the anesthetic effect of 1-MHz phonophoresis using lidocaine on the anterior forearm following 5- and 10-min interventions.  This was a cross-over study in a laboratory involving 22 healthy participants (13 women, 9 men; age, 23.0 +/- 3.2 yrs; height, 169.1 +/- 7.2 cm; weight, 70.9 +/- 13.9 kg).  All subjects received 4 interventions on 4 different days: (i) 1.5 W/cm, 100 % duty cycle with lidocaine for 5 mins (short); (ii) 1.5 W/cm, 50 % duty cycle with lidocaine for 10 mins (long); (iii) no ultrasound for 10 mins with lidocaine gel (lidocaine sham); and (iv) no ultrasound for 10 mins with ultrasound gel (true sham).  Skin sensation was measured for analysis.  The main outcome measures were Semmes-Weinstein Monofilament (SWM) scores, with higher scores indicating less sensitivity.  There was a significant time main effect for SWM scores (p < 0.001).  Baseline SWM scores were the lowest (3.00 +/- 0.53; p ≤ 0.006) and post-SWM scores (0 mins) were the highest (3.63 +/- .44; p < 0.001), indicating an anesthetic effect at this time.  The authors concluded that neither the long nor the short treatment decreased skin sensation compared with sham conditions.  All interventions resulted in decreased skin sensation when comparing baseline SWM scores to all post-treatment scores.  Phonophoresis with lidocaine did not result in an enhanced anaesthetic effect on human subjects.

Gurney et al (2011) noted that phonophoresis has been a mainstay in physical therapy.  The most common drug used in phonophoresis is hydrocortisone acetate (HA).  A number of studies have been done examining phonophoresis in the delivery of HA through the skin to underlying tissues; however, a study has never been done examining the absorption of HA using phonophoresis on human connective tissue.  In a randomized controlled study, these researchers examined if phonophoresis will facilitate the transmission of HA in human connective tissue.  A total of 21 patients undergoing anterior cruciate ligament reconstruction surgery were randomly assigned to either a sham or true phonophoresis treatment group.  The latter group received 6 minutes of 10 % HA ultrasound at a point consistent with the gastrocnemius slip of the semitendinosis tendon (treatment site).  The sham group received 6 minutes of 10 % HA ultrasound to the same area, but the ultrasound was not turned on.  The slip and a sample of the distal attachment of the tendon (control) were removed.  Samples were analyzed for HA levels.  Although the mean and median levels of HA found at the treatment site were greater than those of the control site (means, 34.1 versus 22.9 parts per billion; medians, 7 versus 0 parts per billion), the levels of HA found at the treatment site were not significantly greater than those at the control site (p = 0.15).  There were no statistically significant differences between the true and sham phonophoresis groups in HA levels (p = 0.80) nor in age, sex, or skin thickness.  The authors concluded that phonophoresis does not appear to facilitate the absorption of HA in connective tissue when compared with simple absorption (sham).  Thus, the, use of phonophoresis should be re-considered in inflammatory conditions.

Lake and Wofford (2011) determined the effectiveness of therapeutic modalities for the treatment of patients with patella-femoral pain syndrome (PFPS).  In May and August 2010, Medline was searched using the following databases: PubMed, CINAHL, Web of Science Citation Index, Science Direct, ProQuest Nursing & Allied Health, and Your Journals@OVID.  Selected studies were randomized controlled trials that used a therapeutic modality to treat patients with PFPS.  The review included articles with all outcome measures relevant for the PFPS patient: knee extension and flexion strength (isokinetic and isometric), patella-femoral pain assessment during activities of daily life, functional tests (e.g., squats), Kujala patella-femoral score, and electromyographic (EMG) recording from knee flexors and extensors and quadriceps femoris cross-sectional areas.  Authors conducted independent quality appraisals of studies using the PEDro Scale and a system designed for analysis of studies on interventions for patella-femoral pain.  A total of 12 studies met criteria: 1 on the effects of cold and ultrasound together, ice alone, iontophoresis, and phonophoresis; 3, neuromuscular electrical stimulation; 4, EMG biofeedback; 3, electrical stimulation for control of pain; and 1, laser.  Most studies were of low-to-moderate quality.  Some reported that therapeutic modalities, when combined with other treatments, may be of some benefit for pain management or other symptoms.  There was no consistent evidence of any beneficial effect when a therapeutic modality was used alone.  Studies did not consistently provide added benefit to conventional physical therapy in the treatment of PFPS.  The authors concluded that none of the therapeutic modalities reviewed has sound scientific justification for the treatment of PFPS when used alone.

The American College of Occupational and Environmental Medicine’s occupational medicine practice guidelines on “Elbow disorder” (ACOEM, 2012) phonophoresis is not recommended for acute, subacute, or chronic lateral epicondylalgia.  Furthermore, the ACOEM guidelines offer no recommendation regarding the use of phonophoresis for acute, subacute, or chronic ulnar neuropathies at the elbow.

Bakhtiary et al (2013) compared the effectiveness of iontophoresis and phonophoresis of dexamethasone sodium phosphate (Dex-P) treatment for mild-to-moderate carpal tunnel syndrome (CTS).  A total of 52 hands in 34 consecutive patients with mild-to-moderate CTS confirmed by EMG were allocated randomly into 2 groups.  One group received iontophoresis of 0.4 % Dex-P and the other group received phonophoresis of 0.4 % Dex-P.  Phonophoresis (using ultrasound 1 MHz, 5-cm probe, 1.0 W/cm, pulse 1:4, 5 mins/session) and iontophoresis (using galvanic current, negative electrode, 2 mA/min, total dose 40 mA for 20 mins) was applied over the wrist chin for 10 daily treatment sessions (5 sessions/week).  Measurements were performed before and after treatment and at follow-up 4 weeks later, and included pain assessment by visual analog scale, electroneurographic measurement (motor and sensory latency, motor and sensory action potential amplitude), and pinch and grip strength.  Improvement was significantly more pronounced in the phonophoresis group than in the iontophoresis group for motor latency [mean difference 0.8 m/s; 95 % CI: 0.5 to 1.1], motor action potential amplitude (4.1 mV; 95 % CI: 3.0 to 5.2), finger pinch strength (31.6 N; 95 % CI: 15.9 to 47.3), hand grip strength (27.1 N; 95 % CI: 13.5 to 40.5), and pain relief (2.1 points on a 10-point scale; 95 % CI: 1.3 to 2.9).  Effects were sustained in the follow-up period.  The authors concluded that phonophoresis of Dex-P treatment was more effective than iontophoresis of Dex-P for treatment of CTS.  Moreover, they stated that further investigation is needed to examine the combination therapy effects of these treatments with other conservative treatments in CTS patients.

In a case report, Ansari et al (2013) described the results of a novel treatment, erythromycin phonophoresis, in a woman with chronic rhino-sinusitis (CRS).  A 31-year old woman with a 7-month history of CRS refractory to conventional medical management was treated with erythromycin phonophoresis to both maxillary sinuses.  Individual sinus symptom severity was assessed and sinus CT scans were obtained both pre-treatment and post-treatment.  After treatment, the total sinusitis symptom score improved from 12 to 0 and the CT scan showed almost complete disease resolution.  At 5-month follow-up, the patient reported sustained improvement.  The authors concluded that erythromycin phonophoresis has potential as an effective treatment for CRS.

Packer et al (2013) stated that the dental anesthesia sonophoresis device (DASD) is a novel device that is intended to reduce the discomfort associated with intra-oral mucosa needle puncture.  The DASD produces ultrasonic energy that provides a sonophoretic effect on the oral mucosa, generating micro-channels through the lipids between the keratinized cells that make up the stratum corneum.  Once the topical anesthetic has permeated the stratum corneum, it quickly diffuses through the soft tissue, desensitizing the nerve endings and reducing the perception of pain caused by needle penetration.  In a pilot study, these researchers evaluated whether topical anesthesia applied using the DASD will reduce the discomfort of the needle puncture when compared to the control device.  A split-mouth model, using 50 healthy subjects with puncture site at the maxillary canine vestibule, was used for this study.  Subjects received a needle puncture on both sides of the mouth.  Prior to the needle puncture, there was randomized application of 5 % lidocaine with the DASD and a control device.  Subjects rated their discomfort after needle punctures utilizing the visual analog scale pain scoring system.  There was no statistically significant difference in the pain perception using the DASD versus the control device.

Winters et al (2013) stated that medial tibial stress syndrome (MTSS) is a common exercise-induced leg injury among athletes and military personnel.  Several treatment options have been described in the literature, but it remains unclear which treatment is most effective.  The objective of this systematic review was to evaluate the effectiveness of any intervention in the treatment of MTSS.  Published or non-published studies, reporting randomized clinical trials (RCTs) or non-RCTs of any treatment in subjects with MTSS were eligible for inclusion.  Treatments were assessed for effects on pain, time to recovery or global perceived effect.  Computerized bibliographic databases (MEDLINE, CENTRAL, EMBASE, CINAHL, PEDro and SPORTDiscus) and trial registries were searched for relevant reports, from their inception to June 1, 2012.  Grey literature was searched for additional relevant reports.  The Cochrane Risk of Bias Tool was used to appraise study quality of RCTs whereas the Newcastle Ottawa Scale was used to appraise non-RCTs.  The “levels of evidence”, according to the Oxford Centre for Evidence-Based Medicine, addressed the impact of the assessed trials.  Two reviewers independently performed the search for articles, study selection, data extraction and appraised methodological quality.  A total of 11 trials were included in this systematic review.  All RCTs revealed a high-risk of bias (Level 3 of evidence).  Both non-RCTs were found to be of poor quality (Level 4 of evidence).  Randomized clinical trials, studying the effect of a lower leg brace versus no lower leg brace, and iontophoresis versus phonophoresis, were pooled using a fixed-effects model.  No significant differences were found for lower leg braces (standardized mean difference [SMD] -0.06; 95 % CI: -0.44 to 0.32, p = 0.76), or iontophoresis (SMD 0.09; 95 % CI: -0.50 to 0.68, p = 0.76).  Iontophoresis, phonophoresis, ice massage, ultrasound therapy, periosteal pecking and extracorporeal shockwave therapy (ESWT) could be effective in treating MTSS when compared with control (Level 3 to 4 of evidence).  Low-energy laser treatment, stretching and strengthening exercises, sports compression stockings, lower leg braces and pulsed electromagnetic fields have not been proven to be effective in treating MTSS (level 3 of evidence).  The authors concluded that none of the studies was sufficiently free from methodological bias to recommend any of the treatments investigated.  Of those examined, ESWT appeared to have the most promise.

CPT Codes / HCPCS Codes / ICD-9 Codes
There is no specific code for phonophoresis:
Other CPT codes related to the CPB:

The above policy is based on the following references:
  1. McElnay JC, Matthews MP, Harland R, McCafferty DF. The effect of ultrasound on the percutaneous absorption of lignocaine. Br J Clin Pharmacol. 1985;20(4):412-424.
  2. Williams AR. Phonophoresis: An in vivo evaluation using three topical anaesthetic preparations. Ultrasonics. 1990;28(3):137-141.
  3. Benson HA, McElnay JC, Harland R. Use of ultrasound to enhance percutaneous absorption of benzydamine. Phys Ther. 1989;69(2):113-118.
  4. Bly NN. The use of ultrasound as an enhancer for transcutaneous drug delivery: Phonophoresis. Phys Ther. 1995;75:539-553.
  5. Bare AC, McAnaw MB, Pritchard AE, et al. Phonophoretic delivery of 10% hydrocortisone through the epidermis of humans as determined by serum cortisol concentrations. Phys Ther. 1996;76(7):738-745; discussion 746-749.
  6. Kassan DG, Lynch AM, Stiller MJ. Physical enhancement of dermatologic drug delivery: Iontophoresis and phonophoresis. J Am Acad Dermatol. 1996;34(4):657-666.
  7. Fedorczyk J. The role of physical agents in modulating pain. J Hand Ther. 1997;10(2):110-121.
  8. Klaiman MD, Shrader JA, Danoff JV, et al. Phonophoresis versus ultrasound in the treatment of common musculoskeletal conditions. Med Sci Sports Exerc. 1998;30(9):1349-1355.
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  16. Michlovitz SL. Is there a role for ultrasound and electrical stimulation following injury to tendon and nerve? J Hand Ther. 2005;18(2):292-296.
  17. Bisset L, Paungmali A, Vicenzino B, Beller E. A systematic review and meta-analysis of clinical trials on physical interventions for lateral epicondylalgia. Br J Sports Med. 2005;39(7):411-422.
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  19. Day P. SonoPrep Ultrasonic Skin Permeation System. Horizon Scanning Report. Australia and New Zealand Horizon Scanning Network. Christchurch, New Zealand: New Zealand Health Technology Assessment; 2005.
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  21. Hoppenrath T, Ciccone CD. Is there evidence that phonophoresis is more effective than ultrasound in treating pain associated with lateral epicondylitis? Phys Ther. 2006;86(1):136-140.
  22. Ellis R, Hing W, Reid D. Iliotibial band friction syndrome -- a systematic review. Man Ther. 2007;12(3):200-208.
  23. Goraj-Szczypiorowska B, Zajac L, Skalska-Izdebska R. Evaluation of factors influencing the quality and efficacy of ultrasound and phonophoresis treatment. Ortop Traumatol Rehabil. 2007;9(5):449-458.
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  26. Jewell DV, Riddle DL, Thacker LR. Interventions associated with an increased or decreased likelihood of pain reduction and improved function in patients with adhesive capsulitis: A retrospective cohort study. Phys Ther. 2009;89(5):419-429.
  27. Jain R, Jain E, Dass AG, et al. Evaluation of transdermal steroids for trapeziometacarpal arthritis. J Hand Surg Am. 2010;35(6):921-927.
  28. Donovan L, Selkow NM, Rupp K, et al. The anesthetic effect of lidocaine after varying times of phonophoresis. Am J Phys Med Rehabil. 2011;90(12):1056-1063.
  29. Gurney AB, Wascher D, Schenck R, et al. Absorption of hydrocortisone acetate in human connective tissue using phonophoresis. Sports Health. 2011;3(4):346-351.
  30. Lake DA, Wofford NH. Effect of therapeutic modalities on patients with patellofemoral pain syndrome: A systematic review. Sports Health. 2011;3(2):182-189.
  31. American College of Occupational and Environmental Medicine. Elbow disorders. In: Hegmann KT, editor(s). Occupational medicine practice guidelines. Evaluation and management of common health problems and functional recovery in workers. 3rd ed. Elk Grove Village, IL: ACOEM; 2012. 
  32. Bakhtiary AH, Fatemi E, Emami M, Malek M. Phonophoresis of dexamethasone sodium phosphate may manage pain and symptoms of patients with carpal tunnel syndrome. Clin J Pain. 2013;29(4):348-353.
  33. Ansari NN, Fathali M, Naghdi S, et al. Treatment of chronic rhinosinusitis using erythromycin phonophoresis. Physiother Theory Pract. 2013;29(2):159-165.
  34. Boyaci A, Tutoglu A, Boyaci N, et al. Comparison of the efficacy of ketoprofen phonophoresis, ultrasound, and short-wave diathermy in knee osteoarthritis. Rheumatol Int. 2013;33(11):2811-2818.
  35. Packer JL, Krall B, Makki A, Torabinejad M. The effect of sonophoresis on topical anesthesia: A pilot project. Anesth Prog. 2013;60(2):37-41.
  36. Winters M, Eskes M, Weir A, et al. Treatment of medial tibial stress syndrome: A systematic review. Sports Med. 2013;43(12):1315-1333.

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Copyright Aetna Inc. All rights reserved. Clinical Policy Bulletins are developed by Aetna to assist in administering plan benefits and constitute neither offers of coverage nor medical advice. This Clinical Policy Bulletin contains only a partial, general description of plan or program benefits and does not constitute a contract. Aetna does not provide health care services and, therefore, cannot guarantee any results or outcomes. Participating providers are independent contractors in private practice and are neither employees nor agents of Aetna or its affiliates. Treating providers are solely responsible for medical advice and treatment of members. This Clinical Policy Bulletin may be updated and therefore is subject to change.
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